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Open for Comment: Publication or Submission of Quotations Without Specified Information

By CIV.IQ March 19, 2026
Securities and Exchange Commission — The Securities and Exchange Commission ("Commission") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities. (56 days remaining)

Open for Comment: Publication or Submission of Quotations Without Specified Information

Securities and Exchange Commission — The Securities and Exchange Commission (“Commission”) is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities. (56 days remaining)

Type: comment-period | Source: federalregister.gov

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  "platform": "civiq",
  "version": 1,
  "type": "comment-period",
  "data": {
    "documentNumber": "2026-05401",
    "title": "Publication or Submission of Quotations Without Specified Information",
    "summary": "The Securities and Exchange Commission (\"Commission\") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities.",
    "agency": "Securities and Exchange Commission",
    "commentsCloseOn": "2026-05-18",
    "daysUntilClose": 56,
    "url": "https://www.federalregister.gov/documents/2026/03/19/2026-05401/publication-or-submission-of-quotations-without-specified-information"
  },
  "source": {
    "url": "https://www.federalregister.gov/documents/2026/03/19/2026-05401/publication-or-submission-of-quotations-without-specified-information",
    "api": "federalregister.gov"
  }
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#comment-period #regulation #securities-and-exchange-commission
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